David Justin Haley - Feb 16, 2023 Form 3 Insider Report for MEDALLION FINANCIAL CORP (MFIN)

Role
Chief Financial Officer of Medallion Bank
Signature
/s/ David Justin Haley
Stock symbol
MFIN
Transactions as of
Feb 16, 2023
Transactions value $
$0
Form type
3
Date filed
2/21/2023, 03:27 PM
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MFIN Common Stock 46.4K Feb 16, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MFIN Common Stock (right to buy) Feb 16, 2023 Common Stock 9.98K $6.55 Direct F1
holding MFIN Common Stock (right to buy) Feb 16, 2023 Common Stock 13.3K $6.68 Direct F2
holding MFIN Common Stock (right to buy) Feb 16, 2023 Common Stock 14.3K $6.79 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-fourth of the options became exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.
F2 One-fourth of the options became exercisable on February 17, 2021, February 17, 2022 and February 17, 2023. The remaining one-fourth of the options will become exercisable on February 17 2024.
F3 One-fourth of the options became exercisable on March 4, 2022. The remaining three-fourths of the options will become exercisable on March 4, 2023, March 4, 2024 and March 4, 2025.

Remarks:

Chief Financial Officer of Medallion Bank