Justin Burgess - Feb 16, 2023 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
Chief Accounting Officer
Signature
/s/ JUSTIN BURGESS
Stock symbol
DVAX
Transactions as of
Feb 16, 2023
Transactions value $
$2,679
Form type
4
Date filed
2/21/2023, 04:32 PM
Previous filing
Aug 9, 2022
Next filing
Mar 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Award $1.49K +145 +3.76% $10.29 4K Aug 15, 2022 Direct F1
transaction DVAX Common Stock Award $1.19K +122 +3.05% $9.73 4.12K Feb 15, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Restricted Stock Unit Award +20K 20K Feb 16, 2023 Common Stock 20K Direct F3
transaction DVAX Stock Option (Right to Buy) Award +13K 13K Feb 16, 2023 Common Stock 13K $11.12 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 145 shares acquired under issuer's 2014 Employee Stock Purchase Plan (ESPP) on August 15, 2022
F2 Includes 122 shares acquired under issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2023
F3 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 16, 2023
F4 This option grant will vest over three (3) years with one third (1/3) of the shares subject to the option vesting twelve months after the grant date of February 16, 2023, and one thirty-sixth (1/36) of the shares subject to the option vesting each month thereafter.