Craig Clay - Feb 23, 2023 Form 4 Insider Report for Donnelley Financial Solutions, Inc. (DFIN)

Role
President, GCM
Signature
Jennifer Reiners, pursuant to power of attorney
Stock symbol
DFIN
Transactions as of
Feb 23, 2023
Transactions value $
-$509,124
Form type
4
Date filed
2/27/2023, 06:53 PM
Previous filing
Jun 14, 2022
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFIN Common Stock Options Exercise $259K +11.6K +9.89% $22.35 129K Feb 23, 2023 Direct F1
transaction DFIN Common Stock Options Exercise $137K +9.68K +7.45% $14.15 140K Feb 23, 2023 Direct F1
transaction DFIN Common Stock Sale -$280K -6.68K -4.82% $41.88 132K Feb 23, 2023 Direct F1, F2
transaction DFIN Common Stock Sale -$474K -11.1K -8.42% $42.63 121K Feb 23, 2023 Direct F1, F3
transaction DFIN Common Stock Sale -$152K -3.49K -2.89% $43.59 117K Feb 23, 2023 Direct F1, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DFIN Employee Stock Option (right to buy) Options Exercise $0 -11.6K -100% $0.00* 0 Feb 23, 2023 Common Stock 11.6K $22.35 Direct F1, F6
transaction DFIN Employee Stock Option (right to buy) Options Exercise $0 -9.68K -75% $0.00 3.23K Feb 23, 2023 Common Stock 9.68K $14.15 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.
F2 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $41.34 to $42.33 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F3 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $42.36 to $43.30 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F4 The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $43.36 to $43.75 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F5 Includes 45,518 shares held directly, 33,567 restricted stock units, and 38,219 earned performance share units with additional service-based vesting.
F6 The option vests/ vested in four equal annual installments beginning on March 2, 2018.
F7 The option vests/ vested in four equal annual installments beginning on March 5, 2020.