Michael M. Ludwig - Mar 1, 2023 Form 4 Insider Report for AMTECH SYSTEMS INC (ASYS)

Role
Director
Signature
/s/ Lisa D. Gibbs on behalf of Michael M. Ludwig by Power of Attorney
Stock symbol
ASYS
Transactions as of
Mar 1, 2023
Transactions value $
$0
Form type
4
Date filed
3/3/2023, 03:04 PM
Previous filing
Jan 18, 2023
Next filing
Mar 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASYS Amtech Systems, Inc. $0.01 par value common stock Options Exercise $0 +3K $0.00 3K Mar 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASYS Restricted Stock Units Options Exercise $0 -3K -100% $0.00* 0 Mar 1, 2023 Amtech Systems, Inc. $0.01 par value common stock 0 Direct F1, F2
transaction ASYS Restricted Stock Units Award $0 +4.19K $0.00 4.19K Mar 1, 2023 Amtech Systems, Inc. $0.01 par value common stock 4.19K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units converted into common stock on a one-for-one basis.
F2 On January 13, 2023, the reporting person was granted 3,000 restricted stock units, vesting on the date of the Company's 2023 Annual Meeting of Shareholders.
F3 Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.
F4 The restricted stock units will vest entirely on the first anniversary of the grant date.