Charles V. Bergh - Mar 20, 2023 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
President and CEO, Director
Signature
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
Stock symbol
LEVI
Transactions as of
Mar 20, 2023
Transactions value $
$0
Form type
4
Date filed
3/21/2023, 04:59 PM
Previous filing
Feb 6, 2023
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +1.48M +413.61% $0.00 1.84M Mar 20, 2023 Direct F1
transaction LEVI Class A Common Stock Conversion of derivative security $0 -15.1K -0.82% $0.00 1.82M Mar 20, 2023 Direct F2
transaction LEVI Class A Common Stock Conversion of derivative security $0 +15.1K +0.83% $0.00 1.84M Mar 20, 2023 Direct F2
holding LEVI Class A Common Stock 632K Mar 20, 2023 See footnote F3
holding LEVI Class A Common Stock 1.59M Mar 20, 2023 See footnote F4
holding LEVI Class A Common Stock 1.06M Mar 20, 2023 See footnote F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Conversion of derivative security $0 -1.48M -100% $0.00* 0 Mar 20, 2023 Class A Common Stock 1.48M Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class B Common Stock reported on Table II into Class A Common Stock.
F2 Represents the conversion of Class B Common Stock issued upon the settlement of vested restricted stock units reported in Table I into Class A Common Stock.
F3 The shares are held in a family trust formed in 2019 of which Mr. Bergh is trustee.
F4 The shares are held in a family trust formed in 2022 of which Mr. Bergh is trustee.
F5 The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.
F6 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.