Philip W. Smith III - Mar 20, 2023 Form 4 Insider Report for PEAPACK GLADSTONE FINANCIAL CORP (PGC)

Role
Director
Signature
Philip W. Smith III
Stock symbol
PGC
Transactions as of
Mar 20, 2023
Transactions value $
$0
Form type
4
Date filed
3/21/2023, 08:00 PM
Previous filing
Dec 23, 2022
Next filing
Mar 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PGC Common Stock 62.5K Mar 20, 2023 Direct F1
holding PGC Common Stock 1.34K Mar 20, 2023 by Phillary Management Inc., a Corporation
holding PGC Common Stock 8.43K Mar 20, 2023 Spouse F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGC Restricted Stock Units Award $0 +1.6K $0.00 1.6K Mar 20, 2023 Common Stock 1.6K Direct F2, F4
holding PGC Restricted Stock Units 611 Mar 20, 2023 Common Stock 611 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares received through dividend reinvestment since the last filing.
F2 Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F3 The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.
F4 The restricted stock units vest and settle in stock on the first anniversary of the grant date.