Bradley J. Peterson - Apr 3, 2023 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Role
Executive Vice President
Signature
/s/ Alex Kogan, by power of attorney
Stock symbol
NDAQ
Transactions as of
Apr 3, 2023
Transactions value $
-$166,029
Form type
4
Date filed
4/5/2023, 04:06 PM
Previous filing
Feb 24, 2023
Next filing
Jul 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NDAQ Common Stock, par value $0.01 Award $0 +9.19K +5.28% $0.00 183K Apr 3, 2023 Direct F1
transaction NDAQ Common Stock, par value $0.01 Tax liability -$166K -3.05K -1.67% $54.40 180K Apr 3, 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 3, 2025, 33% on April 3, 2026 and the remainder on April 3, 2027.
F2 Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.
F3 Represents (i) 113,248 shares or units of restricted stock, of which 21,038 are vested, (ii) 62,947 shares underlying PSUs, all of which are vested and (iii) 3,933 shares purchased under the Employee Stock Purchase Plan.