Kristi Jones - Apr 4, 2023 Form 4 Insider Report for NexImmune, Inc. (NEXI)

Signature
/s/ John Rudy, attorney-in-fact
Stock symbol
NEXI
Transactions as of
Apr 4, 2023
Transactions value $
$0
Form type
4
Date filed
4/6/2023, 08:39 PM
Previous filing
Nov 29, 2022
Next filing
Jun 13, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEXI Stock Option (right to buy) Award $0 +300K $0.00 30K Apr 4, 2023 Common Stock 300K $0.41 Direct F1
transaction NEXI Stock Option (right to buy) Disposed to Issuer -456K -100% 0 Apr 4, 2023 Common Stock 456K $4.22 Direct F2
transaction NEXI Stock Option (right to buy) Award +162K 162K Apr 4, 2023 Common Stock 162K $1.23 Direct F2
transaction NEXI Stock Option (right to buy) Award +295K 295K Apr 4, 2023 Common Stock 295K $0.82 Direct F2
transaction NEXI Stock Option (right to buy) Disposed to Issuer -84.2K -100% 0 Apr 4, 2023 Common Stock 84.2K $17.00 Direct F3
transaction NEXI Stock Option (right to buy) Award +54.4K 54.4K Apr 4, 2023 Common Stock 54.4K $1.23 Direct F3
transaction NEXI Stock Option (right to buy) Award +29.8K 29.8K Apr 4, 2023 Common Stock 29.8K $0.82 Direct F3
transaction NEXI Stock Option (right to buy) Disposed to Issuer -18.8K -100% 0 Apr 4, 2023 Common Stock 18.8K $4.31 Direct F4
transaction NEXI Stock Option (right to buy) Award +18.8K 18.8K Apr 4, 2023 Common Stock 18.8K $1.23 Direct F4
transaction NEXI Stock Option (right to buy) Disposed to Issuer -24.5K -100% 0 Apr 4, 2023 Common Stock 24.5K $4.31 Direct F5
transaction NEXI Stock Option (right to buy) Award +24.5K 24.5K Apr 4, 2023 Common Stock 24.5K $1.23 Direct F5
transaction NEXI Stock Option (right to buy) Disposed to Issuer -3.72K -100% 0 Apr 4, 2023 Common Stock 3.72K $2.58 Direct F6
transaction NEXI Stock Option (right to buy) Award +3.72K 3.72K Apr 4, 2023 Common Stock 3.72K $1.23 Direct F6
transaction NEXI Stock Option (right to buy) Disposed to Issuer -88.2K -100% 0 Apr 4, 2023 Common Stock 88.2K $2.58 Direct F7
transaction NEXI Stock Option (right to buy) Award +88.2K 88.2K Apr 4, 2023 Common Stock 88.2K $1.23 Direct F7
transaction NEXI Stock Option (right to buy) Disposed to Issuer -15.7K -100% 0 Apr 4, 2023 Common Stock 15.7K $2.42 Direct F8
transaction NEXI Stock Option (right to buy) Award +15.7K 15.7K Apr 4, 2023 Common Stock 15.7K $1.23 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of this option shall vest and become exercisable on April 4, 2024, with the remainder vesting in 36 equal monthly installments thereafter, subject to Ms. Jones's continued service to the corporation on each vesting date.
F2 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on April 5, 2022, 25% of which will vest on the first anniversary of the grant date, and the remainder of the options will vest in equal monthly installments over the remaining 36 months, subject to Ms. Jones's continued service on each vesting date.
F3 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on February 11, 2022, of which 43,857 shares vested, and the remainder of the options will vest in equal monthly installments such that on February 11, 2025, all shares subject to the option shall be vested, subject to Ms. Jones's continued service on each vesting date.
F4 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on June 18, 2019, of which 17,647 shares vested, and the remainder of the options will vest in equal monthly installments such that on June 18, 2023, all shares subject to the option shall be vested, subject to Ms. Jones's continued service on each vesting date.
F5 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 19, 2019, of which all of the shares subject to such option have vested.
F6 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on September 25, 2018, of which all of the shares subject to such option have vested.
F7 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on July 31, 2018, of which all of the shares subject to such option have vested.
F8 The reported transactions involved an amendment of an outstanding stock option grant, resulting in the deemed cancellation of the old option and the grant of a replacement option. The option was originally granted on March 3, 2017, of which all of the shares subject to such option have vested. On January 23, 2019 Ms. Jones exercised her right to purchase 31,636 shares subject to the original option.