Paul Sutherland - Apr 20, 2023 Form 4 Insider Report for GAIA, INC (GAIA)

Role
Director
Signature
/S/ Paul Tarell Attorney-In-Fact for Paul Sutherland
Stock symbol
GAIA
Transactions as of
Apr 20, 2023
Transactions value $
$0
Form type
4
Date filed
4/24/2023, 07:45 PM
Previous filing
Feb 27, 2023
Next filing
Aug 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GAIA Class A Common Stock Options Exercise +15.3K +11.85% 144K Apr 20, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GAIA Restricted Stock Units Options Exercise $0 -15.3K -100% $0.00* 0 Apr 20, 2023 Class A Common Stock 15.3K Direct F2, F3
transaction GAIA Restricted Stock Unit Award $0 +23.3K $0.00 23.3K Apr 20, 2023 Class A Common Stock 23.3K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were converted into common stock on a one-for-one basis
F2 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3 The RSUs vest on the date of the Annual Shareholder Meeting in April 2023, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.
F4 The RSUs vest on the date of the Annual Shareholder Meeting in April 2024, subject to continued services as a Director. Vested Class A Common Stock will be delivered to the reporting person within sixty days following the date on which the RSUs vest.