Jonathan Allison - May 12, 2023 Form 3 Insider Report for Root, Inc. (ROOT)

Role
Chief Administrative Officer
Signature
/s/ Jodi Baker, Attorney-in-fact
Stock symbol
ROOT
Transactions as of
May 12, 2023
Transactions value $
$0
Form type
3
Date filed
5/18/2023, 05:00 PM
Next filing
May 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ROOT Class A Common Stock 38.4K May 12, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ROOT Stock Option (Right to Buy) May 12, 2023 Class B Common Stock 10.6K $5.15 Direct
holding ROOT Stock Option (Right to Buy) May 12, 2023 Class B Common Stock 1.39K $43.20 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 29,047 restricted stock units with various vesting schedules that are subject to the reporting person's continuous service on the applicable vesting dates.
F2 86 options have not yet vested as of May 12, 2023, with a portion vesting monthly through July 15, 2023.

Remarks:

Exhibit List: Exhibit 24 Power of Attorney