Christopher J. McKay - Oct 3, 2022 Form 4 Insider Report for OppFi Inc. (OPFI)

Role: Chief Risk & Analytics Officer
Signature: /s/ Marv Gurevich, Esq., as attorney-in-fact for Christopher J. McKay
Stock symbol: OPFI
Transactions as of: Oct 3, 2022
Transactions value $: -$14,536
Form type: 4
Date filed: 5/18/2023, 09:19 PM
Previous filing: Oct 4, 2021
Next filing: Apr 27, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	OPFI	Class A Common Stock	Options Exercise	$0	+15.4K		$0.00	15.4K	Oct 3, 2022	Direct	F1
transaction	OPFI	Class A Common Stock	Sale	-$7.7K	-3.29K	-21.37%	$2.34	12.1K	Oct 3, 2022	Direct	F2
transaction	OPFI	Class A Common Stock	Tax liability	-$2.95K	-1.43K	-4.01%	$2.07	34.1K	May 16, 2023	Direct	F3, F4
transaction	OPFI	Class A Common Stock	Options Exercise	$0	+7.7K	+22.58%	$0.00	41.8K	May 16, 2023	Direct	F5
transaction	OPFI	Class A Common Stock	Tax liability	-$3.88K	-1.88K	-4.49%	$2.07	39.9K	May 16, 2023	Direct	F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OPFI	Restricted Stock Units	Options Exercise	$0	-15.4K	-25%	$0.00	46.2K	Oct 3, 2022	Class A Common Stock	15.4K	$0.00	Direct	F1, F7
transaction	OPFI	Restricted Stock Unit	Options Exercise	$0	-7.7K	-16.67%	$0.00	38.5K	May 16, 2023	Class A Common Stock	7.7K	$0.00	Direct	F5, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On October 3, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2022.
F2	Represents shares sold to satisfy tax liability upon the vesting of RSUs.
F3	Represents shares withheld to cover tax withholding obligations in connection with the settlement of a previously reported performance-based restricted stock unit award.
F4	The number of shares have been adjusted to reflect transactions that have occurred between the October 3, 2022 restricted stock unit settlement and the transaction occurring on May 16, 2023.
F5	On May 16, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of RSUs, which vested on January 1, 2023 and April 1, 2023.
F6	Represents shares withheld to cover tax withholding obligations in connection with the settlement of RSUs.
F7	Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.