Jeff Baker - May 19, 2023 Form 4 Insider Report for Rivian Automotive, Inc. / DE (RIVN)

Role
Chief Accounting Officer
Signature
/s/ Claire McDonough, Attorney-in-Fact
Stock symbol
RIVN
Transactions as of
May 19, 2023
Transactions value $
$10,064
Form type
4
Date filed
5/23/2023, 07:00 PM
Previous filing
May 17, 2023
Next filing
Jun 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RIVN Class A Common Stock Award $10.1K +879 +0.65% $11.45 137K May 19, 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Rivian Automotive, Inc. 2021 Employee Stock Purchase Plan (the "ESPP") for the purchase period of November 21, 2022 through May 19, 2023 (the "Offering Period"). The acquisition of those 879 shares was also exempt pursuant to Rule 16b-3(c).
F2 The Offering Period ended on May 19, 2023, and the shares were acquired on the last business day of the Offering Period.
F3 In accordance with the ESPP, these shares were purchased at a price that represented 85% of the closing price of the Issuer's Class A Common Stock on May 19, 2023.