Joshua D. Frank - Jun 9, 2023 Form 3 Insider Report for JANUS HENDERSON GROUP PLC (JHG)

Role
Director
Signature
/s/ Daniel R. Marx, Attorney-in-Fact for Josh Frank
Stock symbol
JHG
Transactions as of
Jun 9, 2023
Transactions value $
$0
Form type
3
Date filed
6/13/2023, 04:54 PM
Previous filing
Jun 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
holding JHG Common Stock 31,867,800 Jun 9, 2023 Please see explanation below F1

Explanation of Responses:

Id Content
F1 Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco II, Ltd. ("Trian AM Holdco II") and as such determines the investment and voting decisions of Trian AM Holdco II with respect to the shares of the Issuer held by it. Mr. Frank is the Co-Chief Investment Officer and a partner of Trian Management, and a limited partner or member of certain affiliates of Trian AM Holdco II, and as such has an indirect interest in the shares of the Issuer held by Trian AM Holdco II. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.

Remarks:

Exhibit 24.1 - Power of Attorney - Josh Frank