Cameron McAulay - Jul 21, 2023 Form 4 Insider Report for Transphorm, Inc. (TGAN)

Role: Chief Financial Officer
Signature: /s/ Cameron McAulay
Stock symbol: TGAN
Transactions as of: Jul 21, 2023
Transactions value $: $10,002
Form type: 4
Date filed: 7/25/2023, 06:29 PM
Previous filing: Jul 5, 2023
Next filing: Sep 1, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TGAN	Common Stock	Options Exercise	$10K	+3.03K	+3.71%	$3.30	84.6K	Jul 21, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TGAN	Subscription Rights (right to buy)	Options Exercise	$0	-36.9K	-100%	$0.00^*	0	Jul 21, 2023	Common Stock	3.03K	$3.30	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents Issuer common stock acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering to stockholders of record on June 26, 2023, as described in the Issuer's prospectus supplement dated July 5, 2023 and the accompanying base prospectus.