Chadwick Heath Faulkner - Dec 1, 2023 Form 4 Insider Report for CURO Group Holdings Corp. (CURO)

Signature
/s/ Tashia L. Rivard, by Power of Attorney
Stock symbol
CURO
Transactions as of
Dec 1, 2023
Transactions value $
$12,955
Form type
4
Date filed
12/5/2023, 09:09 PM
Previous filing
Nov 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CURO Common Stock Purchase $13K +16K +0.72% $0.81 2.24M Dec 1, 2023 See footnote 3 F1, F2, F3
holding CURO Common Stock 2.14M Dec 1, 2023 See footnote 4 F4
holding CURO Common Stock 120K Dec 1, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 15, 2023.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.7549 to $.8500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 The shares are held directly by the Exempt Family Trust c/u Leah M. Faulkner 2017 Dynasty Trust (the "Leah Faulkner Trust"). Mr. Faulkner is the trustee of the Leah Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Leah Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Leah Faulkner Trust.
F4 The shares are held directly by the Exempt Family Trust c/u Chadwick H. Faulkner 2017 Dynasty Trust (the "Chad Faulkner Trust"). Mr. Faulkner is the trustee of the Chad Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Chad Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Chad Faulkner Trust.