Elizabeth Kathryn King - Jan 1, 2024 Form 3 Insider Report for Intercontinental Exchange, Inc. (ICE)

Role: Global Head of Clearing & CRO
Signature: /s/ Octavia N. Spencer, Attorney-in-fact
Stock symbol: ICE
Transactions as of: Jan 1, 2024
Transactions value $: $0
Form type: 3
Date filed: 1/10/2024, 04:41 PM
Next filing: Feb 7, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ICE	Common Stock						19.2K	Jan 1, 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ICE	Employee Stock Option (right to buy) Holding							Jan 1, 2024	Common Stock	10.9K	$92.63	Direct	F2
holding	ICE	Employee Stock Option (right to buy) Holding							Jan 1, 2024	Common Stock	11K	$114.19	Direct	F3
holding	ICE	Employee Stock Option (right to buy) Holding							Jan 1, 2024	Common Stock	10.6K	$129.76	Direct	F4
holding	ICE	Employee Stock Option (right to buy) Holding							Jan 1, 2024	Common Stock	11K	$107.66	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The common stock number referred in Table I is an aggregate number and represents 13,491 shares of common stock and 768 unvested restricted stock units ("RSUs"), and 4,900 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2023 PSUs tied to earnings before interest, taxes, depreciation, and amortization, ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024 and will be reported at the time of vesting. The satisfaction of the 2021, 2022 and 2023 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2024, February 2025 and February 2026, respectively, and will be reported at the time of vesting.
F2	These options are fully vested.
F3	These options vest in accordance with the following schedule: 33.33% of the options vested on February 5, 2022, 33.33% of the options vested on February 5, 2023 and 33.33% of the options vest on February 5, 2024.
F4	These options vest in accordance with the following schedule: 33.33% of the options vested on February 4, 2023, 33.33% of the options vest on February 4, 2024 and 33.33% of the options vest on February 4, 2025.
F5	These options vest in accordance with the following schedule: 33.33% of the options vest on February 3, 2024, 33.33% of the options vest on February 3, 2025 and 33.33% of the options vest on February 3, 2026.