| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTAP | Common shares | Sale | -$644K | -7.5K | -4.34% | $85.82 | 165K | Jan 9, 2024 | The Berry Trust | F1, F2, F3 |
| transaction | NTAP | Common Shares | Sale | -$648K | -7.5K | -4.53% | $86.40 | 158K | Jan 10, 2024 | The Berry Trust | F1, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2023. |
| F2 | The price in Column 4 is a weighted average price. The prices received ranged from $85.15 to $86.29. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F3 | Includes 96 shares purchased pursuant to the Company's Employee Stock Purchase Plan on November 30, 2023. |
| F4 | The price in column 4 is a weighted price. The prices actually received ranged from $86.06 to $86.79. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range. |