Christopher White - May 5, 2021 Form 4 Insider Report for Ipsidy Inc. (AUID)

Role: Chief Technology Officer
Signature: /s/ Christopher White
Stock symbol: AUID
Transactions as of: May 5, 2021
Transactions value $: $0
Form type: 4
Date filed: 5/7/2021, 04:10 PM

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	AUID	Common Stock, $.0001 par value						750K	May 5, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AUID	Stock Options	Award	$0	+1.5M		$0.00	1.5M	May 5, 2021	Common Stock, $0.0001 par value per share	1.5M	$0.24	Direct	F4
holding	AUID	Stock Options						2.5M	May 5, 2021	Common Stock, $0.0001 par value per share	2.5M	$0.09	Direct	F2
holding	AUID	Stock Options						250K	May 5, 2021	Common Stock, $0.0001 par value per share	250K	$0.12	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares of common stock vest one-third each on June 3, 2019, 2020, 2021 subject to Mr. White's continued employment.
F2	The Stock Options vest with respect to one-third of the shares of common stock on each of October 7, 2021, 2022 and 2023 subject to Mr. White's continued employment.
F3	The shares of common stock under the Stock Options vest as follows: (a) 125,000 upon achievement of agreed performance goals and (b) 125,000 as to one-third on each of February 18, 2020, 2021 and 2022.
F4	Shares of common stock underlying the stock options vest one third on each anniversary of grant subject to continued service to Ipsidy Inc. and subject to a prior Change of Control.