| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AIRI | Common Stock | Purchase | $12.5K | +10K | +0.25% | $1.25 | 3.97M | Aug 9, 2021 | Direct | |
| holding | AIRI | Common Stock | 240K | Aug 9, 2021 | See Note | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | AIRI | Stock Options | 10K | Aug 9, 2021 | Common Stock | 10K | $1.32 | Direct | F2 | |||||
| holding | AIRI | Stock Options | 10K | Aug 9, 2021 | Common Stock | 10K | $2.38 | Direct | ||||||
| holding | AIRI | Stock Options | 10K | Aug 9, 2021 | Common Stock | 10K | $1.28 | Direct | ||||||
| holding | AIRI | Stock Options | 13K | Aug 9, 2021 | Common Stock | 13K | $1.59 | Direct | ||||||
| holding | AIRI | Stock Options (right to purchase) | 3K | Aug 9, 2021 | Common Stock | 3K | $1.69 | Direct | ||||||
| holding | AIRI | Convertible Notes | $1.52M | Aug 9, 2021 | Common Stock | 1.02M | $1.50 | Direct | F3, F4 | |||||
| holding | AIRI | Convertible Notes | $1.03M | Aug 9, 2021 | Common Stock | 1.1M | $0.93 | Direct | F4 | |||||
| holding | AIRI | Convertible Notes | $213K | Aug 9, 2021 | Common Stock | 142K | $1.50 | See Note | F4, F5 | |||||
| holding | AIRI | Convertible Notes | $117K | Aug 9, 2021 | Common Stock | 78.1K | $1.50 | See Note | F4, F6 | |||||
| holding | AIRI | Convertible Notes | $28K | Aug 9, 2021 | Common Stock | 30.1K | $0.93 | See Note | F4, F7 | |||||
| holding | AIRI | Warrants | 17.5K | Aug 9, 2021 | Common Stock | 17.5K | $1.40 | See Note | F8 | |||||
| holding | AIRI | Warrants | 88.9K | Aug 9, 2021 | Common Stock | 88.9K | $3.00 | Direct | ||||||
| holding | AIRI | Warrants | 112K | Aug 9, 2021 | Common Stock | 22.8K | $3.00 | Direct | ||||||
| holding | AIRI | Warrants | 131K | Aug 9, 2021 | Common Stock | 19K | $3.00 | Direct | ||||||
| holding | AIRI | Warrants | 48K | Aug 9, 2021 | Common Stock | 48K | $1.50 | Direct | ||||||
| holding | AIRI | Warrants | 144K | Aug 9, 2021 | Common Stock | 13K | $3.00 | Direct | F9 | |||||
| holding | AIRI | Warrants | 7.88K | Aug 9, 2021 | Common Stock | 7.88K | $4.45 | Direct | F9 | |||||
| holding | AIRI | Warrants | 4.85K | Aug 9, 2021 | Common Stock | 4.85K | $3.30 | Direct | F9 | |||||
| holding | AIRI | Warrants | 4.78K | Aug 9, 2021 | Common Stock | 4.78K | $3.78 | Direct | F9 | |||||
| holding | AIRI | Warrants | 964 | Aug 9, 2021 | Common Stock | 964 | $4.00 | Direct | F9 | |||||
| holding | AIRI | Warrants | 98.6K | Aug 9, 2021 | Common Stock | 98.6K | $1.50 | Direct | F10, F11 | |||||
| holding | AIRI | Warrants | 3.35K | Aug 9, 2021 | Common Stock | 3.35K | $3.78 | See Note | F12 | |||||
| holding | AIRI | Warrants | 615 | Aug 9, 2021 | Common Stock | 615 | $4.00 | See Note | F12 |
| Id | Content |
|---|---|
| F1 | Represents shares owned by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. |
| F2 | Vests as to 2,500 shares on March 31, 2021, an additional 2,500 shares on each of June 30, 2021, September 30, 2021 and December 31, 2021. |
| F3 | Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes unpaid interest through December 31, 2020. |
| F4 | Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020. |
| F5 | Represents 6% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. |
| F6 | Represents 6% convertible notes acquired from Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, originally issued to Taglich Brothers pursuant to amendment to Issuer's 8% convertible notes originally issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 8% convertible notes. |
| F7 | Represents 7% convertible notes issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, issued in lieu of cash payment of commissions earned for acting as placement agent for the sale of Issuer's 7% convertible notes in January 2019. |
| F8 | Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's shares of common stock in October 2018. |
| F9 | Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. |
| F10 | Exercise price was reduced from $2.49 to $1.50 per share, the public offering price of the Issuer's common stock in the Issuer's public offering which closed on July 12, 2017, pursuant to the terms of the warrant. |
| F11 | Includes warrants previously owned by a partnership of which Reporting Person was a General Partner, received upon liquidation at the end of 2018. |
| F12 | Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 8% convertible notes, in lieu of cash payment of commissions. |