Cecil N. Smith III - Mar 17, 2022 Form 4 Insider Report for Ipsidy Inc. (AUID)

Role
President/CTO
Signature
/s/ Cecil N. Smith III
Stock symbol
AUID
Transactions as of
Mar 17, 2022
Transactions value $
$474,502
Form type
4
Date filed
3/21/2022, 05:00 PM
Previous filing
Aug 27, 2021
Next filing
Dec 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUID Common Stock, $.0001 par value Purchase $50K +13.5K +189.22% $3.70 20.7K Mar 21, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUID Stock Options Award $425K +150K $2.83 150K Mar 17, 2022 Common Stock, $0.0001 par value per share 150K $2.83 Direct F2
holding AUID Stock Options 600K Mar 17, 2022 Common Stock, $0.0001 par value per share 600K $7.80 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Half of the shares of common stock under the Stock Options vest upon achievement of agreed performance goals and half vest monthly over four years.
F2 The shares of common stock under the Stock Options vest on the first anniversary of grant subject to continued service.