Su-Kee Fu Winston - May 3, 2022 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role: Director, 10%+ Owner
Signature: /s/ Jinying (Jenny) Chen, Attorney-in-Fact for Winston Fu
Stock symbol: CPTN
Transactions as of: May 3, 2022
Transactions value $: $0
Form type: 4
Date filed: 5/5/2022, 09:15 PM
Previous filing: Feb 11, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CPTN	Common Stock	Award	$0	+75K		$0.00	75K	May 3, 2022	Direct	F2
holding	CPTN	Common Stock						16.1M	May 3, 2022	See footnote	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares of Common Stock are held by LDV Partners Fund I, L.P. The Reporting Person is a managing member of LDV Partners I (GP), Ltd., which is the general partner of LDV Partners Fund I, L.P. The Reporting Person disclaims beneficial ownership of the Common Stock held by LDV Partners Fund I, L.P. except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of the shares of Common Stock for purposes of Section 16 or for any other purpose.
F2	The Issuer awarded the Reporting Person 75,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in one installment on May 20, 2023, subject to early termination and adjustment as provided in the applicable award agreement.

Content

The shares of Common Stock are held by LDV Partners Fund I, L.P. The Reporting Person is a managing member of LDV Partners I (GP), Ltd., which is the general partner of LDV Partners Fund I, L.P. The Reporting Person disclaims beneficial ownership of the Common Stock held by LDV Partners Fund I, L.P. except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of the shares of Common Stock for purposes of Section 16 or for any other purpose.

The Issuer awarded the Reporting Person 75,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in one installment on May 20, 2023, subject to early termination and adjustment as provided in the applicable award agreement.