Darren Seirer - Aug 19, 2022 Form 3 Insider Report for Rubicon Technology, Inc. (RBCN)

Role
Director, 10%+ Owner
Signature
/s/ Darren Seirer
Stock symbol
RBCN
Transactions as of
Aug 19, 2022
Transactions value $
$0
Form type
3
Date filed
8/29/2022, 06:08 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding RBCN Common Stock 452K Aug 19, 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No securities are beneficially owned by the Reporting Person. The Reporting Person serves as a director of the Issuer at the request of the beneficial owner of 1,108,000 shares of the Issuer's outstanding Common Stock, and the Reporting Person's spouse is a director, president and CEO of such shareholder and is the indirect beneficial owner of 40.78% of such shareholder's outstanding common stock. The Reporting Person disclaims beneficial ownership of any interest in the Issuer held by such shareholder and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.

Remarks:

Exhibit List: Exhibit 24 - Section 16 Power of Attorney_D. Seirer