Gerald W. McLaughlin - Oct 1, 2022 Form 3 Insider Report for Allarity Therapeutics, Inc. (ALLR)

Role
Director
Signature
/s/ Gerald W. McLaughlin
Stock symbol
ALLR
Transactions as of
Oct 1, 2022
Transactions value $
$0
Form type
3
Date filed
10/3/2022, 06:52 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ALLR Stock Options Oct 1, 2022 Common Stock 23K $1.10 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the Issuer's 2021 Equity Incentive Plan (the "Plan"), the Reporting Person was granted 23,000 non-qualified stock options (the "Options") at the exercise price of $1.10. The Options were granted on October 1, 2022 (the "Grant Date"), and vest 1/36 per month over a three year period commencing as of the Grant Date. The Options were granted to the Reporting Person, who is a non-executive director of the Issuer, in a transaction exempt under Rule 16b-3 to the Reporting Person.