Gloria E. Gebbia - Dec 14, 2022 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role
Director, Member of 10% owner group, 10%+ Owner
Signature
/s/ Gloria E. Gebbia
Stock symbol
SIEB
Transactions as of
Dec 14, 2022
Transactions value $
$0
Form type
4
Date filed
12/16/2022, 04:15 PM
Next filing
May 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIEB Common Stock, $0.01 par value per share Gift $0 -200K -1.86% $0.00 10.5M Dec 14, 2022 Direct F1
transaction SIEB Common Stock, $0.01 par value per share Gift $0 -100K -0.57% $0.00 17.5M Dec 14, 2022 Control Group F3
holding SIEB Common Stock, $0.01 par value per share 116K Dec 14, 2022 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person gifted 200,000 shares of Issuer common stock to certain family members.
F2 The Reporting Person along with her husband, John J. Gebbia, own a trust which beneficially owns 116,437 shares of Issuer common stock.
F3 The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted to family members of people within the control group, the net effect of which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.