Donald P. Monaco - Jan 19, 2023 Form 4 Insider Report for NextPlay Technologies Inc. (NXTP)

Role
Director
Signature
/s/ Donald P. Monaco
Stock symbol
NXTP
Transactions as of
Jan 19, 2023
Transactions value $
$0
Form type
4
Date filed
5/1/2023, 07:11 PM
Previous filing
Sep 15, 2022
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXTP Common Stock Award $0 +4.63K +23.4% $0.00 24.4K Jan 19, 2023 Direct F1, F2
transaction NXTP Common Stock Award $0 +4.04K +16.54% $0.00 28.5K Apr 27, 2023 Direct F2, F3
holding NXTP Common Stock 46.7K Jan 19, 2023 Through the Donald P. Monaco Insurance Trust F2, F4, F5
holding NXTP Common Stock 41.1K Jan 19, 2023 Through the Monaco Investment Partners II, LP F2, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Donald P. Monaco is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The 4,630 shares of common stock were issued to the Reporting Person under the Issuer's 2017 Amended and Restated Equity Incentive Plan in connection with the Reporting Person's services a director on the Board of Directors of the Issuer.
F2 On January 6, 2023, the Issuer implemented a reverse stock split at a ratio of 1-for-20 (the "Reverse Split"). The number of shares beneficially owned by the Reporting Person, as set forth in this Form 4, has been adjusted to reflect the Reverse Split.
F3 The 4,040 shares of common stock were issued to the Reporting Person under the Issuer's 2017 Amended and Restated Equity Incentive Plan in connection with the Reporting Person's services a director on the Board of Directors of the Issuer.
F4 The securities are beneficially owned by Donald P. Monaco Insurance Trust ("Trust"). Donald P. Monaco, is the trustee of the Trust. As such, Donald P. Monaco is deemed to beneficially own the securities held by the Trust.
F5 Mr. Monaco disclaims beneficial ownership of all shares held by the Trust and Monaco Investment Partners II, LP ("MI Partners") in excess of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of, or has pecuniary interest in, any such excess shares for the purposes of Section 16 of the Exchange Act or for any other purpose.
F6 The securities are beneficially owned by MI Partners. Donald P. Monaco is the managing general partner of MI Partners. As such, Donald P. Monaco is deemed to beneficially own the securities held by the MI Partners.