Eric M. Tech - Jun 1, 2023 Form 4 Insider Report for SPRUCE POWER HOLDING CORP (SPRU)

Role
Director
Signature
/s/ Stacey Constas
Stock symbol
SPRU
Transactions as of
Jun 1, 2023
Transactions value $
$16,200
Form type
4
Date filed
6/5/2023, 03:42 PM
Previous filing
May 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPRU Common Stock Purchase $8.1K +10K +1.13% $0.81 891K Jun 1, 2023 Direct F1
transaction SPRU Common Stock Purchase $8.1K +10K +66.67% $0.81 25K Jun 1, 2023 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This reported transaction may constitute short-swing profits under Section 16(b) of the Exchange Act in relation to certain previously reported transactions. The reporting person has calculated profit realized from the transaction and has disgorged to the Issuer the full amount of any recoverable profits.
F2 The shares were purchased and are held by the reporting person's daughter, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.