| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | WHLR | Common Stock, $0.01 par value | Sale | -$30.8K | -4.04K | -100% | $7.60 | 0 | Sep 7, 2023 | See footnote | F1, F2, F4 |
| transaction | WHLR | Common Stock, $0.01 par value | Sale | -$494 | -65 | -100% | $7.60 | 0 | Sep 7, 2023 | See footnote | F1, F3, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$65.3K | -5.08K | -1.55% | $12.84 | 324K | Sep 7, 2023 | Common Stock, $0.01 par value | 749 | $169.60 | See footnote | F2, F4, F5, F6 |
| transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$860 | -67 | -1.55% | $12.84 | 4.25K | Sep 7, 2023 | Common Stock, $0.01 par value | 9.88 | $169.60 | See footnote | F3, F4, F5, F6 |
| transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$77.7K | -5.43K | -1.68% | $14.31 | 318K | Sep 7, 2023 | Common Stock, $0.01 par value | 800 | $169.60 | See footnote | F2, F4, F5, F7 |
| transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$1.02K | -71 | -1.67% | $14.31 | 4.18K | Sep 7, 2023 | Common Stock, $0.01 par value | 10.5 | $169.60 | See footnote | F3, F4, F5, F7 |
| transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$10.8K | -850 | -0.27% | $12.69 | 317K | Sep 8, 2023 | Common Stock, $0.01 par value | 125 | $169.60 | See footnote | F2, F4, F5, F8 |
| transaction | WHLR | Series D Cumulative Convertible Preferred Stock | Sale | -$140 | -11 | -0.26% | $12.69 | 4.17K | Sep 8, 2023 | Common Stock, $0.01 par value | 1.62 | $169.60 | See footnote | F3, F4, F5, F8 |
| transaction | WHLR | Series B Convertible Preferred Stock | Sale | -$113K | -64.3K | -34.72% | $1.75 | 121K | Sep 7, 2023 | Common Stock, $0.01 par value | 4.02K | $400.00 | See footnote | F2, F4, F5, F9 |
| transaction | WHLR | Series B Convertible Preferred Stock | Sale | -$1.56K | -892 | -34.74% | $1.75 | 1.68K | Sep 7, 2023 | Common Stock, $0.01 par value | 55.8 | $400.00 | See footnote | F3, F4, F5, F9 |
| transaction | WHLR | Series B Convertible Preferred Stock | Sale | -$2.85K | -1.59K | -1.31% | $1.80 | 119K | Sep 8, 2023 | Common Stock, $0.01 par value | 99.3 | $400.00 | See footnote | F2, F4, F5, F10 |
| transaction | WHLR | Series B Convertible Preferred Stock | Sale | -$40 | -22 | -1.31% | $1.80 | 1.65K | Sep 8, 2023 | Common Stock, $0.01 par value | 1.62 | $400.00 | See footnote | F3, F4, F5, F10 |
| Id | Content |
|---|---|
| F1 | This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $7.60 to $7.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F2 | Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). |
| F3 | Ownership of Steamboat Capital Partners II, LP (II). |
| F4 | Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
| F5 | Convertible at any time, with no expiration date. |
| F6 | This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $12.75 to $13.24. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $14.25 to $14.53. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F8 | This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $12.67 to $12.70. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F9 | This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $1.65 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F10 | This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $1.76 to $1.81. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |