Thomas Szoke - Dec 21, 2023 Form 4 Insider Report for authID Inc. (AUID)

Role
Chief Technology Officer, Director
Signature
/s/ Thomas Szoke
Stock symbol
AUID
Transactions as of
Dec 21, 2023
Transactions value $
$46,250
Form type
4
Date filed
12/26/2023, 04:41 PM
Previous filing
Jun 30, 2023
Next filing
Aug 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AUID Common Stock, $0.0001 par value per share 45.6K Dec 21, 2023 Direct
holding AUID Common Stock, $0.0001 par value per share 12.5K Dec 21, 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUID Stock Options Award $46.3K +5K $9.25 5K Dec 21, 2023 Common Stock, $0.0001 par value per share 5K $9.25 Direct F3
holding AUID Stock Options 50K Dec 21, 2023 Common Stock, $0.0001 par value per share 50K $5.48 Direct F2
holding AUID Stock Options 12.5K Dec 21, 2023 Common Stock, $0.0001 par value per share 12.5K $2.64 Direct F2
holding AUID Stock Options 4.17K Dec 21, 2023 Common Stock, $0.0001 par value per share 4.17K $57.60 Direct
holding AUID Stock Options 41.7K Dec 21, 2023 Common Stock, $0.0001 par value per share 41.7K $108.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
F2 The stock option vesting is subject to achievement of performance conditions and subject to continued service to authID Inc.
F3 The stock option vesting is monthly over 12 months, subject to continued service to authID Inc.