Howard Weitzman - May 25, 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
SVP, Chief Accounting Officer
Signature
/s/ Howard Weitzman
Stock symbol
RILY
Transactions as of
May 25, 2023
Transactions value $
$21,222
Form type
4
Date filed
12/29/2023, 04:34 PM
Previous filing
May 26, 2023
Next filing
Jun 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Gift $0 -1.39K -2.94% $0.00 46.1K May 25, 2023 Direct
transaction RILY Common Stock Award $21.2K +543 +1.18% $39.08 46.6K Jun 30, 2023 Direct F1
holding RILY Common Stock 7.5K May 25, 2023 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 Held by self-directed 401(k) Plan.