Christopher Andrews - Jan 4, 2024 Form 4 Insider Report for Collective Audience, Inc. (CAUD)

Role: Chief Operating Officer
Signature: /s/ Chris Andrews
Stock symbol: CAUD
Transactions as of: Jan 4, 2024
Transactions value $: $0
Form type: 4
Date filed: 1/5/2024, 04:36 PM
Previous filing: Nov 7, 2023
Next filing: Feb 2, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CAUD	Employee Stock Option (Right to Buy)	Award	$0	+40K		$0.00	40K	Jan 4, 2024	Common Stock	40K	$1.35	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Option shares will vest and become exercisable in a series of twelve (12) successive equal monthly installments commencing on February 1, 2024, such that all Employee Stock Options in this grant will be vested and exercisable on January 1, 2025. This option grant was approved by the Board of the Company on January 1, 2024, subject to shareholder approval of the stock option plan under which the option was granted, and may not be exercised until such shareholder approval is received.

Content

Option shares will vest and become exercisable in a series of twelve (12) successive equal monthly installments commencing on February 1, 2024, such that all Employee Stock Options in this grant will be vested and exercisable on January 1, 2025. This option grant was approved by the Board of the Company on January 1, 2024, subject to shareholder approval of the stock option plan under which the option was granted, and may not be exercised until such shareholder approval is received.