B. Riley Financial, Inc. - Feb 7, 2024 Form 4 Insider Report for ALTA EQUIPMENT GROUP INC. (ALTG)

Role
10%+ Owner
Signature
B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer
Stock symbol
ALTG
Transactions as of
Feb 7, 2024
Transactions value $
-$39,707,393
Form type
4
Date filed
2/9/2024, 09:00 PM
Previous filing
Jan 23, 2024
Next filing
Mar 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTG Common Stock Sale -$26.9M -2.45M -100% $11.00 0 Feb 7, 2024 By BRF Investments, LLC F1, F2, F3
transaction ALTG Common Stock Sale -$3.38M -308K -26.52% $11.00 852K Feb 7, 2024 By B. Riley Securities, Inc. F1, F2, F3
transaction ALTG Common Stock Sale -$9.38M -852K -100% $11.00 0 Feb 8, 2024 By B. Riley Securities, Inc. F1, F2, F3
holding ALTG Common Stock 211K Feb 7, 2024 Direct F4, F5, F6
holding ALTG Common Stock 1.06K Feb 7, 2024 By Bryant R. Riley, as UTMA custodian for Charlie Riley F1, F3
holding ALTG Common Stock 1.06K Feb 7, 2024 By Bryant R. Riley, as UTMA custodian for Susan Riley F1, F3
holding ALTG Common Stock 1.06K Feb 7, 2024 By Bryant R. Riley, as UTMA custodian for Abigail Riley F1, F3
holding ALTG Common Stock 1.06K Feb 7, 2024 By Bryant R. Riley, as UTMA custodian for Eloise Riley F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

B. Riley Financial, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley.
F2 BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI.
F3 Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
F4 Represents shares held directly by Bryant R. Riley.
F5 Represents the removal of 211,174 shares that were initially reported inadvertently on Form 4 filed April 12, 2021 despite being previously sold.
F6 Represents the removal of 202,247 shares that were inadvertently reported that are not deemed to be beneficially owned by the Reporting Persons.