Kyle Wool - Jun 11, 2024 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Role
President, Director, 10%+ Owner
Signature
/s/ Kyle Wool
Stock symbol
DOMH
Transactions as of
Jun 11, 2024
Transactions value $
$0
Form type
4
Date filed
6/13/2024, 05:29 PM
Previous filing
May 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Award +155K +10.67% 1.6M Jun 11, 2024 Direct F1, F2
holding DOMH Common Stock 27.8K Jun 11, 2024 By Mr. Wool's SEP-IRA F3
holding DOMH Common Stock 13.8K Jun 11, 2024 By Ms. Yu's Pension F4
holding DOMH Common Stock 24K Jun 11, 2024 By Mr. Wool's Rollover IRA F5
holding DOMH Common Stock 1.48K Jun 11, 2024 Catatonk Creek LLC F6
holding DOMH Common Stock 1.48K Jun 11, 2024 Tioga 22 LLC F6
holding DOMH Common Stock 3.56K Jun 11, 2024 Wool c/f Alison Cottone UTMA/NY Age 18 F7
holding DOMH Common Stock 1.48K Jun 11, 2024 Dongam, LLC F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 11, 2024, Kyle Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.
F2 Of the 1,603,467 shares reported as beneficially owned directly, 361,478 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
F3 The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
F4 The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
F5 The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
F6 Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
F7 Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
F8 Ms. Yu is the sole member of Dongam, LLC.