Ulrich Bartel - Jun 2, 2021 Form 3 Insider Report for Hillenbrand, Inc. (HI)

Role
Senior Vice President
Signature
/s/ Sarah Tarkington, as Attorney-in-Fact for Ulrich Bartel
Stock symbol
HI
Transactions as of
Jun 2, 2021
Transactions value $
$0
Form type
3
Date filed
6/14/2021, 06:02 PM
Next filing
Jul 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HI Common Stock 8.74K Jun 2, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HI Restricted Stock Units (Deferred Stock Award 12/5/2019) Jun 2, 2021 Common Stock 2.01K $0.00 Direct F1, F2
holding HI Restricted Stock Units (Deferred Stock Award 12/3/2020) Jun 2, 2021 Common Stock 2.66K $0.00 Direct F1, F3
holding HI Restricted Stock Units (Deferred Stock Award) 1/2/2020) Jun 2, 2021 Common Stock 3.1K $0.00 Direct F1, F4
holding HI Employee Stock Option (Right to Buy) Jun 2, 2021 Common Stock 3.49K $28.16 Direct F5
holding HI Employee Stock Option (Right to Buy) Jun 2, 2021 Common Stock 4.59K $32.66 Direct F5
holding HI Employee Stock Option (Right to Buy) Jun 2, 2021 Common Stock 5.66K $31.11 Direct F5
holding HI Employee Stock Option (Right to Buy) Jun 2, 2021 Common Stock 5.34K $36.08 Direct F5
holding HI Employee Stock Option (Right to Buy) Jun 2, 2021 Common Stock 4.43K $45.78 Direct F5
holding HI Employee Stock Option (Right to Buy) Jun 2, 2021 Common Stock 4.66K $41.32 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion or Exercise Price of Derivative Securities is 1-for-1.
F2 Restricted Stock Units vested 33% on 12/5/2020. The remaining Stock Units vest 33% on 12/5/2021 and 34% on 12/5/2022.
F3 Restricted Stock Units vest 33% on 12/3/2021; 33% on 12/3/2022; and 33% on 12/3/2023.
F4 Restricted Stock Units vest fully on 1/2/2022.
F5 Options vest in three equal annual installments beginning on the date indicated.