Ulrich Bartel - Sep 30, 2021 Form 4 Insider Report for Hillenbrand, Inc. (HI)

Signature
/s/ Sarah Tarkington, as Attorney-in-Fact for Ulrich Bartel
Stock symbol
HI
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
4
Date filed
10/4/2021, 04:30 PM
Previous filing
Jul 2, 2021
Next filing
Dec 3, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HI Restricted Stock Units (Deferred Stock Award) 12/5/2019 Award $0 +10 +0.5% $0.00 2.03K Sep 30, 2021 Common Stock 10 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 1/2/2020 Award $0 +15 +0.48% $0.00 3.13K Sep 30, 2021 Common Stock 15 Direct F1, F2, F4
transaction HI Restricted Stock Units (Deferred Stock Award) 12/3/2020 Award $0 +13 +0.49% $0.00 2.69K Sep 30, 2021 Common Stock 13 Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion or Exercise Price of Derivative Securities is 1-for-1.
F2 Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.
F3 Restricted Stock Units vested 33% on 12/5/2020. The remaining Restricted Stock Units vest 50% on 12/5/2021; and 50% on 12/5/2022.
F4 Restricted Stock Units vest fully on 1/2/2022.
F5 Restricted Stock Units vest 33% on 12/3/2021; 33% on 12/3/2022; and 33% on 12/3/2023.