Richard M. Wagner - Nov 12, 2021 Form 4 Insider Report for Hill-Rom Holdings, Inc. (HRC)

Role
Corporate Controller
Signature
/s/ Ari D. Mintzer as Attorney-in-Fact for Richard M. Wagner
Stock symbol
HRC
Transactions as of
Nov 12, 2021
Transactions value $
-$37,692
Form type
4
Date filed
11/16/2021, 07:15 PM
Previous filing
Nov 12, 2021
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HRC Common Stock Options Exercise +840 +18.21% 5.45K Nov 12, 2021 Direct F1
transaction HRC Common Stock Tax liability -$37.7K -243 -4.46% $155.11 5.21K Nov 12, 2021 Direct F2
holding HRC Common Stock 483 Nov 12, 2021 By Hill-Rom Holdings, Inc. Employee Stock Purchase Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HRC Restricted Stock Units (11/11/2020) Options Exercise $0 -840 -34.23% $0.00 1.61K Nov 12, 2021 Common Stock 840 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. common stock incident to the vesting of RSUs in accordance with Rule 16b-3.
F3 Reflects the number of shares held in the Hill-Rom Holdings, Inc. Employee Stock Purchase Plan as of the date of this filing.
F4 RSUs were granted on November 11, 2020 and vested 34% on November 12, 2021; 33% will vest on November 12, 2022 and 33% will vest on November 12, 2023. RSUs will automatically be converted into shares of common stock on the date indicated and are entitled to dividend equivalent rights which accrue on dividend record dates.