Ulrich Bartel - Dec 30, 2021 Form 4 Insider Report for Hillenbrand, Inc. (HI)

Role
Senior Vice President
Signature
/s/ Sarah A. Tarkington, as Attorney-in-Fact for Ulrich Bartel
Stock symbol
HI
Transactions as of
Dec 30, 2021
Transactions value $
-$77,501
Form type
4
Date filed
1/4/2022, 03:17 PM
Previous filing
Dec 7, 2021
Next filing
Apr 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HI Common Stock Options Exercise $0 +3.15K +28.98% $0.00 14K Jan 2, 2022 Direct
transaction HI Common Stock Tax liability -$77.5K -1.49K -10.67% $51.88 12.5K Jan 2, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HI Restricted Stock Units (Deferred Stock Award) 12/5/2019 Award $0 +4 +0.39% $0.00 1.02K Dec 30, 2021 Common Stock 4 Direct F1, F2, F3
transaction HI Restricted Stock Units (Deferred Stock Award) 1/2/2020 Award $0 +13 +0.41% $0.00 3.15K Dec 30, 2021 Common Stock 13 Direct F1, F2, F4
transaction HI Restricted Stock Units (Deferred Stock Award) 12/3/2020 Award $0 +7 +0.39% $0.00 1.8K Dec 30, 2021 Common Stock 7 Direct F1, F2, F5
transaction HI Restricted Stock Units (Deferred Stock Award) 12/2/2021 Award $0 +16 +0.4% $0.00 3.99K Dec 30, 2021 Common Stock 16 Direct F1, F2, F6
transaction HI Restricted Stock Units (Deferred Stock Award) 1/2/2020 Options Exercise $0 -3.15K -100% $0.00* 0 Jan 2, 2022 Common Stock 3.15K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion or Exercise Price of Derivative Securities is 1-for-1.
F2 Restricted Stock Units are entitled to dividend rights which accrue on dividend record dates.
F3 The remaining restricted stock units vest fully on 12/5/2022.
F4 The remaining restricted stock units vested fully on 1/2/2022.
F5 Restricted Stock Units vest 50% on 12/3/2022, and 50% on 12/3/2023.
F6 Restricted Stock Units vest one-third on 12/2/2022, one-third on 12/2/2023, and one-third on 12/2/2024.