Joseph S. Steinberg - Oct 28, 2022 Form 4 Insider Report for Jefferies Financial Group Inc. (JEF)

Role
Chairman of the Board, Director
Signature
/s/ Joanna Jia, by power of attorney
Stock symbol
JEF
Transactions as of
Oct 28, 2022
Transactions value $
$48,000
Form type
4
Date filed
11/1/2022, 04:58 PM
Previous filing
Sep 23, 2022
Next filing
Nov 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JEF Common Stock Options Exercise $48K +2K +0.08% $24.00 2.44M Oct 28, 2022 Direct F1
holding JEF Common Stock 107K Oct 28, 2022 See footnote F2
holding JEF Common Stock 16.9M Oct 28, 2022 See footnote F3, F7
holding JEF Common Stock 874K Oct 28, 2022 See footnote F4, F7
holding JEF Common Stock 1.58M Oct 28, 2022 See footnote F5, F7
holding JEF Common Stock 55.1K Oct 28, 2022 See footnote F6, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JEF Option - Right to Buy Options Exercise $0 -2K -100% $0.00* 0 Oct 28, 2022 Common Stock 2K $24.00 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).
F2 Shares held by the Reporting Person's spouse.
F3 Consists of shares held by corporations that are owned by the Reporting Person.
F4 Consists of shares held in trust for the Reporting Person's children.
F5 Consist of shares held in a family trust.
F6 Consists of shares held in a discretionary trust.
F7 The reporting person disclaims beneficial ownership of the portion of shares held indirectly in excess of his proportionate pecuniary interest in those shares.
F8 The options became exercisable as to 25% of the underlying shares on each of August 8, 2019, 2020, 2021 and 2022.