Robert O. Smith - Nov 15, 2022 Form 4 Insider Report for BitNile Holdings, Inc. (AULT)

Role: Director
Signature: /s/ Robert O. Smith
Stock symbol: AULT
Transactions as of: Nov 15, 2022
Transactions value $: $0
Form type: 4
Date filed: 11/17/2022, 08:36 PM
Previous filing: Sep 19, 2022
Next filing: Jan 11, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AULT	Common Stock	Options Exercise	$0	+12.5K	+13.51%	$0.00	105K	Nov 15, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AULT	Restricted Stock Grant	Options Exercise	$0	-12.5K	-33.33%	$0.00	25K	Nov 15, 2022	Common Stock	12.5K		Direct	F2, F3
holding	AULT	Restricted Stock Grant						1.5M	Nov 15, 2022	Common Stock	1.5M		Direct	F2, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the vesting of restricted stock.
F2	Each restricted stock unit is the economic equivalent of one share of common stock, par value $0.001, of BitNile Holdings, Inc.
F3	On January 8, 2021, Mr. Smith was granted 50,000 restricted shares of the Issuer's common stock, which vest in four equal installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023.
F4	On September 6, 2022, Mr. Smith was granted 1,500,000 restricted shares of Common Stock, of which 500,000 and 1,000,000 shares, respectively, shall vest on the second and fourth anniversary of the date of approval by the Issuer's stockholders of the grant, subject to receipt of approval therefor by the Issuer's stockholders and the NYSE American.