| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RENB | Common Stock | Other | +1.22M | +1253.68% | 1.31M | Oct 13, 2022 | Weird Science LLC | F1, F2 | ||
| holding | RENB | Common Stock | 3.7M | Oct 13, 2022 | Direct | F3 | |||||
| holding | RENB | Common Stock | 1.5M | Oct 13, 2022 | GRATs | F4 | |||||
| holding | RENB | Common Stock | 12.4M | Oct 13, 2022 | Spouse | F5, F6 |
| Id | Content |
|---|---|
| F1 | Shares were received as Earnout Stock pursuant to the Agreement and Plan of Merger dated January 12, 2018 (the "Merger Agreement") by and among the Issuer, its merger sub, Enochian Biopharma Inc. and Weird Science LLC. Weird Science's right to the Earnout Stock became fixed and irrevocable on February 16, 2018, the effective date of the closing under the Merger Agreement. |
| F2 | The Reporting Person is a manager of Weird Science LLC. |
| F3 | Includes 88,121 shares held by the Reporting Person and his spouse as joint tenants with a right of survivorship (JTWROS). |
| F4 | Shares held by certain grantor retained annuity trusts (GRATs) of which the Reporting Person is the sole trustee. |
| F5 | Excludes 88,121 shares held with the Reporting Person as JTWROS. Such shares are included in the Reporting Person's direct beneficial ownership as described in note 3 above. A writ of attachment issued on July 7, 2022 by the United States District Court for the District of Vermont in The Estate of Gregory Davis et. al. v. Serhat Daniel Gumrukcu (Civil Case No. 5:22-cv-123) includes the shares held by the Reporting Person's spouse. Such writ of attachment is subject to legal challenge. |
| F6 | The Reporting Person disclaims beneficial ownership of these shares for purposes of Section 16, except to the extent of his pecuniary interest therein. |