Lansing William J - Dec 9, 2023 Form 4 Insider Report for FAIR ISAAC CORP (FICO)

Role
President and CEO, Director
Signature
/s/ Carrie H. Darling, Attorney-in-fact
Stock symbol
FICO
Transactions as of
Dec 9, 2023
Transactions value $
-$35,068,532
Form type
4
Date filed
12/12/2023, 06:35 PM
Previous filing
Dec 6, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FICO Common Stock Options Exercise $0 +19.9K +5.87% $0.00 360K Dec 9, 2023 Lansing Revocable Trust F1
transaction FICO Common Stock Tax liability -$10.4M -9.16K -2.55% $1,134.39 351K Dec 9, 2023 Lansing Revocable Trust F2
transaction FICO Common Stock Options Exercise $0 +47.6K +13.59% $0.00 398K Dec 10, 2023 Lansing Revocable Trust
transaction FICO Common Stock Tax liability -$24.7M -21.8K -5.46% $1,134.39 376K Dec 10, 2023 Lansing Revocable Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FICO Restricted Stock Units Award $0 +8.46K $0.00 8.46K Dec 9, 2023 Common Stock 8.46K Direct F3, F4, F5
transaction FICO Market Share Units Options Exercise $0 -8.39K -50% $0.00 8.39K Dec 9, 2023 Common Stock 8.39K Direct F5, F6
transaction FICO Performance Share Units Options Exercise $0 -8.39K -33.33% $0.00 16.8K Dec 9, 2023 Common Stock 8.39K Direct F5, F7
transaction FICO Restricted Stock Units Options Exercise $0 -3.15K -25.01% $0.00 9.44K Dec 9, 2023 Common Stock 3.15K Direct F3, F5
transaction FICO Market Share Units Options Exercise $0 -16.8K -100% $0.00* 0 Dec 10, 2023 Common Stock 16.8K Direct F5, F6
transaction FICO Market Share Units Options Exercise $0 -8.32K -66.67% $0.00 4.16K Dec 10, 2023 Common Stock 8.32K Direct F5, F6
transaction FICO Performance Share Units Options Exercise $0 -6.8K -100% $0.00* 0 Dec 10, 2023 Common Stock 6.8K Direct F5, F7
transaction FICO Performance Share Units Options Exercise $0 -8.13K -50% $0.00 8.13K Dec 10, 2023 Common Stock 8.13K Direct F5, F7
transaction FICO Restricted Stock Units Options Exercise $0 -1.92K -100% $0.00* 0 Dec 10, 2023 Common Stock 1.92K Direct F3, F5
transaction FICO Restricted Stock Units Options Exercise $0 -2.55K -50% $0.00 2.55K Dec 10, 2023 Common Stock 2.55K Direct F3, F5
transaction FICO Restricted Stock Units Options Exercise $0 -3.12K -33.34% $0.00 6.24K Dec 10, 2023 Common Stock 3.12K Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 94,890 shares transferred from direct ownership to the Lansing Revocable Trust.
F2 Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.
F3 Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F4 The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
F5 No expiration date.
F6 Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F7 Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.