Mary E. Erdoes - May 6, 2021 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
CEO Asset & Wealth Management
Signature
/s/ David K.F. Gillis under POA
Stock symbol
JPM
Transactions as of
May 6, 2021
Transactions value $
-$6,290,423
Form type
4
Date filed
5/7/2021, 04:34 PM
Next filing
Jul 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $4.9M +105K +20.98% $46.58 606K May 6, 2021 Direct
transaction JPM Common Stock Tax liability -$11.2M -70.4K -11.61% $158.99 536K May 6, 2021 Direct
transaction JPM Common Stock Gift $0 -6.37K -1.19% $0.00 530K May 6, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Stock Appreciation Rights Options Exercise $0 -105K -100% $0.00* 0 May 6, 2021 Common Stock 105K $46.58 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.