James Dimon - May 12, 2021 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Chairman & CEO, Director
Signature
/s/ David K.F. Gillis under POA
Stock symbol
JPM
Transactions as of
May 12, 2021
Transactions value $
$0
Form type
4
Date filed
10/1/2021, 04:17 PM
Next filing
Jul 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Gift $0 +9.55K +6.66% $0.00 153K May 14, 2021 By LLC F1, F2
transaction JPM Common Stock Gift $0 -9.55K -100% $0.00 0 May 12, 2021 By Spouse's GRATs F1, F3
holding JPM Common Stock 350K May 12, 2021 Direct F4
holding JPM Common Stock 8.11K May 12, 2021 By 401(k)
holding JPM Common Stock 2.1M May 12, 2021 By Family Trusts F5
holding JPM Common Stock 4.83M May 12, 2021 By GRATs F6
holding JPM Common Stock 872K May 12, 2021 By Spouse F7

Explanation of Responses:

Id Content
F1 Upon termination of a Grantor Retained Annuity Trust, 9,552 shares were transferred to beneficiaries on May 12, 2021. A total of 9,552 shares were transferred from beneficiaries to Insider's Family LLC on May 14, 2021.
F2 Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
F3 Balance reflects a) 180,887 shares transferred from a Grantor Retained Annuity Trust to the Grantor on May 3, 2021. This transfer is exempt from Section 16 pursuant to Rule 16a-13.
F4 Balance reflects a) 62,896 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on May 6, 2021, pursuant to an agreement entered into on February 11, 2021, under the terms of the GRAT; b) 729,529 shares transferred from a GRAT to the Grantor on May 10, 2021; c) 443,888 shares from a GRAT to the Grantor on May 12, 2021; and d) 1,506,744 shares transferred from the Grantor for funding of a GRAT on May 14, 2021. These transfers are exempt from Section 16 pursuant to Rule 16a-13.
F5 Balance reflects 70,605 shares transferred from a Grantor Annuity Retained Trust to the Grantor's Family Trust on May 11, 2021. This transfer is exempt from Section 16 pursuant to Rule 16a-13.
F6 Balance reflects a) 62,896 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on May 6, 2021, pursuant to an agreement entered into on February 11, 2021, under the terms of the GRAT; b) 729,529 shares transferred from a GRAT to the Grantor on May 10, 2021; c) 70,605 from a GRAT to the Grantor's Family Trust on May 11, 2021; d) 443,888 shares from a GRAT to the Grantor on May 12, 2021; and e) 1,506,744 shares transferred from the Grantor for funding of a GRAT on May 14, 2021. These transfers are exempt from Section 16 pursuant to Rule 16a-13.
F7 Balance reflects 180,887 shares transferred from a Grantor Annuity Retained Trust to the Grantor on May 3, 2021. This transfer is exempt from Section 16 pursuant to Rule 16a-13.

Remarks:

poadimon.txt