Timothy J. Keenan - Nov 1, 2021 Form 4 Insider Report for FULLER H B CO (FUL)

Role
VP, Gen. Counsel & Corp. Sec.
Signature
/s/ Timothy J. Keenan
Stock symbol
FUL
Transactions as of
Nov 1, 2021
Transactions value $
-$378,428
Form type
4
Date filed
11/2/2021, 12:43 PM
Next filing
Jan 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FUL Common Stock Options Exercise $210K +5.29K +23.13% $39.64 28.2K Nov 1, 2021 Direct
transaction FUL Common Stock Sale -$378K -5.29K -18.79% $71.52 22.9K Nov 1, 2021 Direct F1
holding FUL Common Stock 5.93 Nov 1, 2021 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FUL Employee Stock Option (Right-to-Buy) Options Exercise -$210K -5.29K -100% $39.64 0 Nov 1, 2021 Common Stock 5.29K $39.64 Direct F3
holding FUL Employee Stock Option (Right-to-Buy) 16.4K Nov 1, 2021 Common Stock 16.4K $33.38 Direct F3
holding FUL Employee Stock Option (Right-to-Buy) 12.5K Nov 1, 2021 Common Stock 12.5K $41.00 Direct F3
holding FUL Employee Stock Option (Right-to-Buy) 16.5K Nov 1, 2021 Common Stock 16.5K $45.05 Direct F4
holding FUL Employee Stock Option (Right-to-Buy) 14.5K Nov 1, 2021 Common Stock 14.5K $48.35 Direct F4
holding FUL Employee Stock Option (Right-to-Buy) 9.15K Nov 1, 2021 Common Stock 9.15K $48.92 Direct F3
holding FUL Employee Stock Option (Right-to-Buy) 14.3K Nov 1, 2021 Common Stock 14.3K $51.10 Direct F3
holding FUL Employee Stock Option (Right-to-Buy) 14.4K Nov 1, 2021 Common Stock 14.4K $51.89 Direct F4
holding FUL Employee Stock Option (Right-to-Buy) 13.1K Nov 1, 2021 Common Stock 13.1K $53.57 Direct F3
holding FUL Performance Stock Units 614 Nov 1, 2021 Common Stock 614 $0.00 Direct F5, F6, F7
holding FUL Restricted Stock Units 624 Nov 1, 2021 Common Stock 624 $0.00 Direct F8, F9, F10
holding FUL Restricted Stock Units 1.02K Nov 1, 2021 Common Stock 1.02K $0.00 Direct F8, F9, F10
holding FUL Restricted Stock Units 1.84K Nov 1, 2021 Common Stock 1.84K $0.00 Direct F8, F9, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $71.41 to $71.60. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F2 Amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
F3 This option is 100% vested.
F4 This option vests in three equal annual installments beginning on the date shown.
F5 These performance stock units convert into shares of common stock on a 1-for-1 basis.
F6 These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
F7 This amount has been adjusted to reflect a decrease in number of performance stock units from the original grant based on performance criteria. Amount also includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
F8 These restricted stock units convert into shares of common stock on a 1-for-1 basis.
F9 These restricted stock units vest in three equal annual installments beginning on the date shown.
F10 Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.