Michael A. Mussallem - Dec 20, 2021 Form 4 Insider Report for Edwards Lifesciences Corp (EW)

Role
Chairman & CEO, Director
Signature
Linda J. Park, Attorney-in-Fact
Stock symbol
EW
Transactions as of
Dec 20, 2021
Transactions value $
-$2,897,095
Form type
4
Date filed
12/20/2021, 08:34 PM
Previous filing
Nov 9, 2021
Next filing
Jan 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EW Common Stock Options Exercise $980K +45.1K +23.96% $21.76 233K Dec 20, 2021 Direct F1
transaction EW Common Stock Sale -$784K -6.53K -2.8% $120.09 227K Dec 20, 2021 Direct F1, F2
transaction EW Common Stock Gift $0 -12.5K -5.52% $0.00 214K Dec 20, 2021 Direct
transaction EW Common Stock Sale -$1.52M -12.8K -5.98% $118.37 201K Dec 20, 2021 Direct F1, F3
transaction EW Common Stock Sale -$1.58M -13.2K -6.57% $119.37 188K Dec 20, 2021 Direct F1, F4
transaction EW Common Stock Gift $0 +12.5K +0.39% $0.00 3.24M Dec 20, 2021 By Living Trust
holding EW Common Stock 372K Dec 20, 2021 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EW Employee Stock Option (Right to Acquire) Options Exercise $0 -45.1K -16.67% $0.00 225K Dec 20, 2021 Common Stock 45.1K $21.76 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $119.8900 to $120.8200. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $117.8700 to $118.8700. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $118.8850 to $119.8550. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Remarks:

This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person.