Robin Leopold - Jan 13, 2022 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Head of Human Resources
Signature
/s/ David K.F. Gillis under POA
Stock symbol
JPM
Transactions as of
Jan 13, 2022
Transactions value $
-$694,987
Form type
4
Date filed
1/14/2022, 03:17 PM
Previous filing
Oct 15, 2021
Next filing
Jan 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +4.66K +54.12% $0.00 13.3K Jan 13, 2022 Direct F1
transaction JPM Common Stock Options Exercise $0 +4.32K +32.55% $0.00 17.6K Jan 13, 2022 Direct F1
transaction JPM Common Stock Tax liability -$695K -4.12K -23.39% $168.85 13.5K Jan 13, 2022 Direct
holding JPM Common Stock 10.6K Jan 13, 2022 By GRAT
holding JPM Common Stock 10.6K Jan 13, 2022 By Spouse's GRAT

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -4.66K -100% $0.00* 0 Jan 13, 2022 Common Stock 4.66K Direct F1, F2
transaction JPM Restricted Stock Units Options Exercise $0 -4.32K -50% $0.00 4.32K Jan 13, 2022 Common Stock 4.32K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Restricted stock units vest 50% on January 13, 2021 and 50% on January 13, 2022.
F3 Restricted stock units vest 50% on January 13, 2022 and 50% on January 13, 2023.