Mary T. Chandler - Mar 1, 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Comm. Rel. & Corp. Resp.
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 1, 2022
Transactions value $
-$29,018
Form type
4
Date filed
3/3/2022, 03:16 PM
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +423 +10.06% $0.00 4.63K Mar 1, 2022 Direct
transaction CMI Common Tax liability -$29K -148 -3.2% $196.07 4.48K Mar 1, 2022 Direct F1
holding CMI Common 1.64K Mar 1, 2022 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 450 Mar 1, 2022 Common 450 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 2.13K Mar 1, 2022 Common 2.13K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 210 Mar 1, 2022 Common 210 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 1.88K Mar 1, 2022 Common 1.88K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 100 Mar 1, 2022 Common 100 $156.25 Direct
holding CMI Stock Option (Right-to-Buy) 1.3K Mar 1, 2022 Common 1.3K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 2.16K Mar 1, 2022 Common 2.16K $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax liabilities relating to earned performance shares.
F2 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.