John J. Pinto - Mar 22, 2022 Form 4 Insider Report for NEW YORK COMMUNITY BANCORP INC (NYCB)

Role: Senior EVP & CFO
Signature: /s/ Salvatore J. DiMartino, Power of Attorney
Stock symbol: NYCB
Transactions as of: Mar 22, 2022
Transactions value $: -$159,338
Form type: 4
Date filed: 3/23/2022, 06:38 PM
Previous filing: Mar 18, 2022
Next filing: Mar 28, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NYCB	Common Stock	Award	$0	+28.3K	+6.82%	$0.00	444K	Mar 22, 2022	Direct	F1
transaction	NYCB	Common Stock	Tax liability	-$159K	-14.5K	-3.26%	$11.02	429K	Mar 22, 2022	Direct
holding	NYCB	Common Stock						80.4K	Mar 22, 2022	By 401(k)	F2
holding	NYCB	Common Stock						10.4K	Mar 22, 2022	By Stock Award XI	F3
holding	NYCB	Common Stock						10.8K	Mar 22, 2022	By Stock Award XII	F4
holding	NYCB	Common Stock						4.2K	Mar 22, 2022	By Stock Award XIII	F5
holding	NYCB	Common Stock						4.32K	Mar 22, 2022	By Stock Award XIV	F6
holding	NYCB	Common Stock						76K	Mar 22, 2022	By Stock Award XV	F7
holding	NYCB	Common Stock						9.56K	Mar 22, 2022	By Stock Award XVI	F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On April 29, 2019, the reporting person was granted performance-based restricted stock units ("PBRSUs") which would vest upon the achievement of certain performance goals. On March 22, 2022, the Compensation Committee of New York Community Bancorp, Inc.'s Board of Directors determined that the performance goals had been satisfied, resulting in the vesting of the PBRSUs on March 22, 2022.
F2	This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
F3	The remaining 10,352 shares, granted under Stock Award XI on March 29, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 29, 2022.
F4	The remaining 10,834 shares, granted under Stock Award XII on March 26, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on March 26, 2022.
F5	The remaining 4,196 shares, granted under Stock Award XIII on April 29, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 29, 2022.
F6	The remaining 4,324 shares, granted under Stock Award XIV on March 17, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on March 17, 2023.
F7	The remaining 76,042 shares granted under Stock Award XV on January 12, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in four approximately equal annual installments commencing on January 12, 2023.
F8	The remaining 9,555 shares, granted under Stock Award XVI on February 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest in two approximately equal annual installments commencing on February 26, 2023.