Jennifer Rumsey - Mar 31, 2022 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President & COO, Director
Signature
/s/ Sharon Barner, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 31, 2022
Transactions value $
-$16,567
Form type
4
Date filed
4/4/2022, 09:54 AM
Previous filing
Mar 3, 2022
Next filing
Dec 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Gift $0 -4.5K -96.23% $0.00 176 Mar 9, 2021 Direct F1
transaction CMI Common Gift $0 -176 -100% $0.00* 0 Apr 28, 2021 Direct F2
transaction CMI Common Options Exercise $71K +590 +31.35% $120.28 2.47K Mar 31, 2022 Direct F3
transaction CMI Common Sale -$87.5K -420 -16.99% $208.41 2.05K Mar 31, 2022 Direct F3
transaction CMI Common Gift $0 +4.5K +96.75% $0.00 9.15K Mar 9, 2021 By Trust F1
transaction CMI Common Gift $0 +176 +1.92% $0.00 9.32K Apr 28, 2021 By Trust F2
holding CMI Common 1.39K Mar 31, 2022 By 401(k) Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -590 -100% $0.00* 0 Mar 31, 2022 Common 590 $120.28 Direct F3
holding CMI Stock Option (Right-to-Buy) 11.6K Mar 31, 2022 Common 11.6K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 1.43K Mar 31, 2022 Common 1.43K $111.84 Direct
holding CMI Stock Option (Right-to-Buy) 1.34K Mar 31, 2022 Common 1.34K $128.05 Direct
holding CMI Stock Option (Right-to-Buy) 2.68K Mar 31, 2022 Common 2.68K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 13.3K Mar 31, 2022 Common 13.3K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1.07K Mar 31, 2022 Common 1.07K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 8.76K Mar 31, 2022 Common 8.76K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 350 Mar 31, 2022 Common 350 $154.35 Direct
holding CMI Stock Option (Right-to-Buy) 6.95K Mar 31, 2022 Common 6.95K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 12.3K Mar 31, 2022 Common 12.3K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1.24K Mar 31, 2022 Common 1.24K $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a transfer of 4,497 shares previously held directly by the reporting person to the reporting person's trust and not previously reported on Form 4 or Form 5.
F2 Reflects a transfer of 176 shares previously held directly by the reporting person to the reporting person's trust and not previously reported on Form 4 or Form 5.
F3 Transactions pursuant to Rule 10b5-1 Trading Plan entered into on November 19, 2021.
F4 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.