Kevin M. Warren - Aug 1, 2022 Form 4 Insider Report for UNITED PARCEL SERVICE INC (UPS)

Role
Chief Marketing Officer
Signature
Eli Brown, Power of Attorney
Stock symbol
UPS
Transactions as of
Aug 1, 2022
Transactions value $
-$3,616,783
Form type
4
Date filed
8/3/2022, 08:28 PM
Previous filing
May 20, 2022
Next filing
Nov 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPS Class A Common Stock Other $0 -13.1K -49.65% $0.00 13.3K Aug 1, 2022 Direct F1, F2
transaction UPS Class B Common Stock Other $0 +13.1K $0.00 13.1K Aug 1, 2022 Direct F1
transaction UPS Class A Common Stock Options Exercise $737K +6.59K +49.6% $111.80 19.9K Aug 2, 2022 Direct F2
transaction UPS Class A Common Stock Options Exercise $656K +6.22K +31.28% $105.54 26.1K Aug 2, 2022 Direct F2
transaction UPS Class A Common Stock Tax liability -$493K -2.54K -9.73% $194.00 23.6K Aug 2, 2022 Direct F2
transaction UPS Class A Common Stock Sale -$2M -10.3K -43.59% $194.81 13.3K Aug 2, 2022 Direct F2
transaction UPS Class B Common Stock Sale -$2.52M -13.1K -100% $192.14 0 Aug 2, 2022 Direct F3
holding UPS Class A Common Stock 19K Aug 1, 2022 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UPS Option to Purchase Class A Common Options Exercise $0 -6.22K -40% $0.00 9.33K Aug 2, 2022 Class A Common Stock 6.22K $105.54 Direct F4
transaction UPS Option to Purchase Class A Common Options Exercise $0 -6.59K -59.99% $0.00 4.39K Aug 2, 2022 Class A Common Stock 6.59K $111.80 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof.
F2 Includes 282.2573 shares in the reporting person's 401(k) account.
F3 The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $192.07 to $192.38. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4 Option to purchase 15,541 shares granted on February 12, 2020 vests 20% annually beginning on February 12, 2021.
F5 Option to purchase 10,983 shares granted on February 14, 2019 vests 20% annually beginning on February 14, 2020.