James Dimon - Nov 9, 2022 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Chairman & CEO, Director
Signature
/s/ Holly Youngwood under POA
Stock symbol
JPM
Transactions as of
Nov 9, 2022
Transactions value $
$0
Form type
4
Date filed
11/9/2022, 03:17 PM
Previous filing
Mar 29, 2022
Next filing
Mar 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock -Gift $0 -176,091 -20.2% $0.00 695,675 Nov 9, 2022 By Spouse F1
holding JPM Common Stock 335,136 Nov 9, 2022 Direct F2
holding JPM Common Stock 8,464 Nov 9, 2022 By 401(k)
holding JPM Common Stock 2,916,474 Nov 9, 2022 By Family Trusts F3
holding JPM Common Stock 4,389,079 Nov 9, 2022 By GRATs F4
holding JPM Common Stock 152,940 Nov 9, 2022 By LLC F5

Explanation of Responses:

Id Content
F1 Contribution to a non-profit organization.
F2 Balance reflects a) 748,133 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on May 12, 2022; b) 907,746 shares transferred from a GRAT to the Grantor on May 13, 2022; and c) 2,487,304 shares transferred from the Grantor to fund new GRATs on May 13, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13.
F3 Balance reflects 790,350 shares transferred from a Grantor Annuity Retained Trust to the Grantor's Family Trusts on May 13, 2022. This transfer is exempt from Section 16 pursuant to Rule 16a-13.
F4 Balance reflects a) 748,133 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on May 12 2022; b) 790,350 shares transferred from a GRAT to the Grantor's Family Trusts on May 13, 2022; c) 907,746 shares transferred from a GRAT to the Grantor on May 13, 2022; and d) 2,487,304 shares transferred from the Grantor to fund new GRATs on May 13, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13.
F5 Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.