| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Common Stock | Gift | $0 | -176K | -20.2% | $0.00 | 696K | Nov 9, 2022 | By Spouse | F1 |
| holding | JPM | Common Stock | 335K | Nov 9, 2022 | Direct | F2 | |||||
| holding | JPM | Common Stock | 8.46K | Nov 9, 2022 | By 401(k) | ||||||
| holding | JPM | Common Stock | 2.92M | Nov 9, 2022 | By Family Trusts | F3 | |||||
| holding | JPM | Common Stock | 4.39M | Nov 9, 2022 | By GRATs | F4 | |||||
| holding | JPM | Common Stock | 153K | Nov 9, 2022 | By LLC | F5 |
| Id | Content |
|---|---|
| F1 | Contribution to a non-profit organization. |
| F2 | Balance reflects a) 748,133 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on May 12, 2022; b) 907,746 shares transferred from a GRAT to the Grantor on May 13, 2022; and c) 2,487,304 shares transferred from the Grantor to fund new GRATs on May 13, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13. |
| F3 | Balance reflects 790,350 shares transferred from a Grantor Annuity Retained Trust to the Grantor's Family Trusts on May 13, 2022. This transfer is exempt from Section 16 pursuant to Rule 16a-13. |
| F4 | Balance reflects a) 748,133 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on May 12 2022; b) 790,350 shares transferred from a GRAT to the Grantor's Family Trusts on May 13, 2022; c) 907,746 shares transferred from a GRAT to the Grantor on May 13, 2022; and d) 2,487,304 shares transferred from the Grantor to fund new GRATs on May 13, 2022. These transfers are exempt from Section 16 pursuant to Rule 16a-13. |
| F5 | Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. |